Filing Details

Accession Number:
0001127602-16-053390
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-25 15:49:18
Reporting Period:
2016-05-24
Filing Date:
2016-05-25
Accepted Time:
2016-05-25 15:49:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321912 D Michael Hagedorn 1010 Grand Blvd.
Kansas City MO 64106
President Of Subsidiary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-24 9,607 $37.73 64,660 No 4 M Direct
Common Stock Acquisiton 2016-05-24 4,162 $41.37 68,822 No 4 M Direct
Common Stock Disposition 2016-05-24 100 $57.53 68,722 No 4 S Direct
Common Stock Disposition 2016-05-24 100 $57.54 68,622 No 4 S Direct
Common Stock Disposition 2016-05-24 1,000 $57.55 67,622 No 4 S Direct
Common Stock Disposition 2016-05-24 6,349 $57.56 61,273 No 4 S Direct
Common Stock Disposition 2016-05-24 100 $57.57 61,173 No 4 S Direct
Common Stock Disposition 2016-05-24 1,325 $57.57 59,848 No 4 S Direct
Common Stock Disposition 2016-05-24 800 $57.58 59,048 No 4 S Direct
Common Stock Disposition 2016-05-24 1,500 $57.58 57,548 No 4 S Direct
Common Stock Disposition 2016-05-24 192 $57.59 57,356 No 4 S Direct
Common Stock Disposition 2016-05-24 300 $57.61 57,056 No 4 S Direct
Common Stock Disposition 2016-05-24 400 $57.62 56,656 No 4 S Direct
Common Stock Disposition 2016-05-24 300 $57.63 56,356 No 4 S Direct
Common Stock Disposition 2016-05-24 204 $57.64 56,152 No 4 S Direct
Common Stock Disposition 2016-05-24 207 $57.65 55,945 No 4 S Direct
Common Stock Disposition 2016-05-24 75 $57.66 55,870 No 4 S Direct
Common Stock Disposition 2016-05-24 817 $57.60 55,053 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-05-24 9,607 $0.00 9,607 $37.73
Common Stock Stock Option (Right to Buy) Disposition 2016-05-24 4,162 $0.00 4,162 $41.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-01 2018-01-01 No 4 M Direct
4,295 2012-01-01 2019-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 240 Indirect By ESOP
Footnotes
  1. Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
  2. Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014