Filing Details
- Accession Number:
- 0001127602-16-053390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-25 15:49:18
- Reporting Period:
- 2016-05-24
- Filing Date:
- 2016-05-25
- Accepted Time:
- 2016-05-25 15:49:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321912 | D Michael Hagedorn | 1010 Grand Blvd. Kansas City MO 64106 | President Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-24 | 9,607 | $37.73 | 64,660 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-05-24 | 4,162 | $41.37 | 68,822 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-24 | 100 | $57.53 | 68,722 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 100 | $57.54 | 68,622 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 1,000 | $57.55 | 67,622 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 6,349 | $57.56 | 61,273 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 100 | $57.57 | 61,173 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 1,325 | $57.57 | 59,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 800 | $57.58 | 59,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 1,500 | $57.58 | 57,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 192 | $57.59 | 57,356 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 300 | $57.61 | 57,056 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 400 | $57.62 | 56,656 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 300 | $57.63 | 56,356 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 204 | $57.64 | 56,152 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 207 | $57.65 | 55,945 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 75 | $57.66 | 55,870 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 817 | $57.60 | 55,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-24 | 9,607 | $0.00 | 9,607 | $37.73 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-24 | 4,162 | $0.00 | 4,162 | $41.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
4,295 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 240 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014