Home > Insider Trading > Filing (0000091142-16-000106)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1566398	T Charles Lauber	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224	Svp, Strategy & Corporate Dev.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-05-24	1,334	$21.56	13,324	No	4	M	Direct
Common Stock	Acquisiton	2016-05-24	2,000	$34.92	15,324	No	4	M	Direct
Common Stock	Disposition	2016-05-24	2,262	$81.83	13,062	No	4	F	Direct
Common Stock	Disposition	2016-05-25	1,072	$83.54	11,990	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2016-05-24	1,334	$0.00	1,334	$21.56
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2016-05-24	2,000	$0.00	2,000	$34.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,495		2021-02-07	No	4	M	Direct
13,495		2023-02-11	No	4	M	Direct

Footnotes

The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.
The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.