Filing Details
- Accession Number:
- 0001140361-16-066898
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-24 17:54:40
- Reporting Period:
- 2016-05-20
- Filing Date:
- 2016-05-24
- Accepted Time:
- 2016-05-24 17:54:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495362 | C John Fowler | C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089 | Vice Chairman & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-05-20 | 8,000 | $18.00 | 1,291 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 187,233 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2012-05-14 | 2021-11-18 | 7,350 | 7,350 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $19.12 | 2012-05-14 | 2021-11-18 | 6,500 | 6,500 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2012-05-14 | 2021-11-18 | 17,500 | 17,500 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2012-05-14 | 2021-11-18 | 10,000 | 10,000 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $23.37 | 2017-01-31 | 318,000 | 318,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $29.37 | 2019-01-31 | 30,000 | 30,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $15.37 | 2020-01-31 | 30,000 | 30,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $16.62 | 2020-01-31 | 45,000 | 45,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $41.26 | 2021-01-01 | 34,218 | 34,218 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $14.14 | 2022-01-01 | 34,218 | 34,218 | Direct | |
Class A Common Stock | Class B Common Stock | $0.00 | 111,660 | 111,660 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-11-18 | 7,350 | 7,350 | Direct |
2021-11-18 | 6,500 | 6,500 | Direct |
2021-11-18 | 17,500 | 17,500 | Direct |
2021-11-18 | 10,000 | 10,000 | Direct |
2017-01-31 | 318,000 | 318,000 | Direct |
2019-01-31 | 30,000 | 30,000 | Direct |
2020-01-31 | 30,000 | 30,000 | Direct |
2020-01-31 | 45,000 | 45,000 | Direct |
2021-01-01 | 34,218 | 34,218 | Direct |
2022-01-01 | 34,218 | 34,218 | Direct |
111,660 | 111,660 | Indirect |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2016.
- Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012.
- Became exercisable in two equal annual installments beginning on November 18, 2012.
- Became exercisable in three equal annual installments beginning on November 18, 2012.
- Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable in three equal annual installments beginning on January 1, 2013.
- Became exercisable in three equal annual installments beginning on January 1, 2014.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.