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Filing Details

Accession Number:: 0001209191-16-123003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-24 17:39:22
Reporting Period:: 2016-05-23

Filing Date:: 2016-05-24
Accepted Time:: 2016-05-24 17:39:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1449278	Tubemogul Inc	TUBE	Services-Prepackaged Software (7372)	510633881

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1601862	Ashu Garg	C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-05-23	390,000	$0.00	6,628,097	No	4	J	Indirect	Foundation Capital VI, L.P.
Common Stock	Acquisiton	2016-05-23	100,425	$0.00	100,425	No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
Common Stock	Disposition	2016-05-23	100,425	$0.00	0	No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
Common Stock	Acquisiton	2016-05-23	268	$0.00	268	No	4	J	Indirect	By Foundation Capital LLC
Common Stock	Disposition	2016-05-24	268	$12.56	0	No	4	S	Indirect	By Foundation Capital LLC
Common Stock	Acquisiton	2016-05-23	6,978	$0.00	6,978	No	4	J	Indirect	By Ashu Garg and Pooja Malik Revocable Trust dated February 15, 2013

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	Foundation Capital VI, L.P.
No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
No	4	J	Indirect	By Foundation Capital LLC
No	4	S	Indirect	By Foundation Capital LLC
No	4	J	Indirect	By Ashu Garg and Pooja Malik Revocable Trust dated February 15, 2013

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	82,732	Indirect	Foundation Capital VI Principals Fund, LLC
Common Stock	3,174	Direct

Footnotes

Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on May 23, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C.
Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, LLC effected following the close of the trading market on May 23, 2016 without consideration to its members.
The reporting person is a manager of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, LLC. As such, the reporting person may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The reporting person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
On 5/24/2016, Foundation Capital, LLC sold 268 shares of stock.
The shares are held by Ashu Garg and Pooja Malik Revocable Trust dated February 15, 2013 (the "Garg Malik Trust"). Ashu Garg is a trustee of the Garg Malik Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Garg Malik Trust except to the extent of his proportionate pecuniary interest therein.