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Filing Details

Accession Number:: 0001209191-16-122997
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-24 17:36:24
Reporting Period:: 2016-05-23

Filing Date:: 2016-05-24
Accepted Time:: 2016-05-24 17:36:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1449278	Tubemogul Inc	TUBE	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1433196	Foundation Capital Vi Lp	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	Yes
1451964	Foundation Capital Vi Principals Fund, Llc	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	Yes
1451965	Foundation Capital Management Co. Vi, Llc	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-05-23	390,000	$0.00	6,628,097	No	4	J	Indirect	Foundation Capital VI, L.P.
Common Stock	Acquisiton	2016-05-23	100,425	$0.00	100,425	No	4	J	Indirect	Foundation Capital Management Co. VI, L.L.C.
Common Stock	Disposition	2016-05-23	100,425	$0.00	0	No	4	J	Indirect	Foundation Capital Management Co. VI, L.L.C.
Common Stock	Acquisiton	2016-05-23	268	$0.00	268	No	4	J	Indirect	By Foundation Capital LLC
Common Stock	Disposition	2016-05-24	268	$12.56	0	No	4	S	Indirect	By Foundation Capital LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	Foundation Capital VI, L.P.
No	4	J	Indirect	Foundation Capital Management Co. VI, L.L.C.
No	4	J	Indirect	Foundation Capital Management Co. VI, L.L.C.
No	4	J	Indirect	By Foundation Capital LLC
No	4	S	Indirect	By Foundation Capital LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	82,732	Indirect	Foundation Capital VI Principals Fund, LLC

Footnotes

Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on May 23, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C.
Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, LLC effected following the close of the trading market on May 23, 2016 without consideration to its members.
Paul R. Holland, Warren M. Weiss, Charles Moldow, Steve Vassallo and Ashu Garg are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
On 5/24/2016, Foundation Capital, LLC sold 268 shares of stock.