Filing Details
- Accession Number:
- 0001209191-16-122997
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-24 17:36:24
- Reporting Period:
- 2016-05-23
- Filing Date:
- 2016-05-24
- Accepted Time:
- 2016-05-24 17:36:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1449278 | Tubemogul Inc | TUBE | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433196 | Foundation Capital Vi Lp | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes | |
| 1451964 | Foundation Capital Vi Principals Fund, Llc | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes | |
| 1451965 | Foundation Capital Management Co. Vi, Llc | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-05-23 | 390,000 | $0.00 | 6,628,097 | No | 4 | J | Indirect | Foundation Capital VI, L.P. |
| Common Stock | Acquisiton | 2016-05-23 | 100,425 | $0.00 | 100,425 | No | 4 | J | Indirect | Foundation Capital Management Co. VI, L.L.C. |
| Common Stock | Disposition | 2016-05-23 | 100,425 | $0.00 | 0 | No | 4 | J | Indirect | Foundation Capital Management Co. VI, L.L.C. |
| Common Stock | Acquisiton | 2016-05-23 | 268 | $0.00 | 268 | No | 4 | J | Indirect | By Foundation Capital LLC |
| Common Stock | Disposition | 2016-05-24 | 268 | $12.56 | 0 | No | 4 | S | Indirect | By Foundation Capital LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | Foundation Capital VI, L.P. |
| No | 4 | J | Indirect | Foundation Capital Management Co. VI, L.L.C. |
| No | 4 | J | Indirect | Foundation Capital Management Co. VI, L.L.C. |
| No | 4 | J | Indirect | By Foundation Capital LLC |
| No | 4 | S | Indirect | By Foundation Capital LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 82,732 | Indirect | Foundation Capital VI Principals Fund, LLC |
Footnotes
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on May 23, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C.
- Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
- Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, LLC effected following the close of the trading market on May 23, 2016 without consideration to its members.
- Paul R. Holland, Warren M. Weiss, Charles Moldow, Steve Vassallo and Ashu Garg are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
- On 5/24/2016, Foundation Capital, LLC sold 268 shares of stock.
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