Filing Details
- Accession Number:
- 0001144204-16-104556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-24 17:05:39
- Reporting Period:
- 2016-05-23
- Filing Date:
- 2016-05-24
- Accepted Time:
- 2016-05-24 17:05:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1429386 | Phaserx Inc. | PZRX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181338 | Md A Ross Jaffe | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1201580 | D Samuel Colella | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1228684 | Phd J William Link | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1266567 | G Brian Atwood | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | Yes | No | Yes | No | |
1279592 | N Barbara Lubash | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1279660 | B Donald Milder | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1456585 | Versant Side Fund Iii, L.p. | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1456586 | Versant Venture Capital Iii, L.p. | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1456587 | Versant Ventures Iii, Llc | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1456588 | L. Robin Praeger | C/O Versant Ventures One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-05-23 | 435 | $0.01 | 8,965 | No | 4 | S | Indirect | By Versant Side Fund III, L.P. |
Common Stock | Disposition | 2016-05-23 | 1,080 | $0.01 | 7,885 | No | 4 | S | Indirect | By Versant Side Fund III, L.P. |
Common Stock | Acquisiton | 2016-05-23 | 3,523 | $5.00 | 11,408 | No | 4 | P | Indirect | By Versant Side Fund III, L.P. |
Common Stock | Disposition | 2016-05-23 | 73,615 | $0.01 | 1,517,531 | No | 4 | S | Indirect | By Versant Venture Capital III, L.P. |
Common Stock | Disposition | 2016-05-23 | 182,914 | $0.01 | 1,334,617 | No | 4 | S | Indirect | By Versant Venture Capital III, L.P. |
Common Stock | Acquisiton | 2016-05-23 | 596,477 | $5.00 | 1,931,094 | No | 4 | P | Indirect | By Versant Venture Capital III, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Versant Side Fund III, L.P. |
No | 4 | S | Indirect | By Versant Side Fund III, L.P. |
No | 4 | P | Indirect | By Versant Side Fund III, L.P. |
No | 4 | S | Indirect | By Versant Venture Capital III, L.P. |
No | 4 | S | Indirect | By Versant Venture Capital III, L.P. |
No | 4 | P | Indirect | By Versant Venture Capital III, L.P. |
Footnotes
- Common stock held of record, respectively, by each of Versant Side Fund III, L.P. and Versant Venture Capital III, L.P., (the "Versant Venture Funds"). Versant Ventures III, LLC is the general partner of the Versant Venture Funds and has voting and dispositive control over securities held by the Versant Venture Funds. Brian G. Atwood, Samuel D. Colella, Ross Jaffe, M.D., William J. Link, Barbara N. Lubash, Donald B. Milder, Bradley J. Bolzon, Charles M. Warden, Robin L. Praeger and Rebecca R. Robertson are the managing directors of Versant Ventures III, LLC and are deemed to have voting and dispositive power over the shares and may be deemed to beneficially own shares held by the Versant Venture Funds. Brian G. Atwood is a managing member of and owns an interest in Versant Ventures III, LLC.
- Accordingly, Brian G. Atwood may be deemed to beneficially own the securities held by the Versant Venture Funds. Each of Brian G. Atwood, Samuel D. Colella, Ross Jaffe, M.D., William J. Link, Barbara N. Lubash, Donald B. Milder, Bradley J. Bolzon, Charles M. Warden, Robin L. Praeger and Rebecca R. Robertson disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein.