Filing Details

Accession Number:
0001321732-16-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-23 19:36:53
Reporting Period:
2016-05-19
Filing Date:
2016-05-23
Accepted Time:
2016-05-23 19:36:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321732 Penumbra Inc PEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173733 D. Robert Evans One Penumbra Place
1351 Harbor Bay Parkway
Alameda CA 94502
Evp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-19 1,538 $25.50 2,538 No 4 P Direct
Common Stock Disposition 2016-05-20 3,000 $50.02 288,296 No 4 S Indirect By Trust
Common Stock Disposition 2016-05-23 2,000 $51.26 286,296 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. The reporting person is reporting the purchase of shares from the issuer pursuant to the issuer's Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of September 18, 2015 to May 19, 2016.
  2. This transaction was executed in multiple trades at prices ranging from $50.00 to $50.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
  4. This transaction was executed in multiple trades at prices ranging from $51.16 to $51.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.