Filing Details
- Accession Number:
- 0001321732-16-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-23 19:36:53
- Reporting Period:
- 2016-05-19
- Filing Date:
- 2016-05-23
- Accepted Time:
- 2016-05-23 19:36:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321732 | Penumbra Inc | PEN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173733 | D. Robert Evans | One Penumbra Place 1351 Harbor Bay Parkway Alameda CA 94502 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-19 | 1,538 | $25.50 | 2,538 | No | 4 | P | Direct | |
Common Stock | Disposition | 2016-05-20 | 3,000 | $50.02 | 288,296 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-05-23 | 2,000 | $51.26 | 286,296 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- The reporting person is reporting the purchase of shares from the issuer pursuant to the issuer's Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of September 18, 2015 to May 19, 2016.
- This transaction was executed in multiple trades at prices ranging from $50.00 to $50.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
- This transaction was executed in multiple trades at prices ranging from $51.16 to $51.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.