Filing Details
- Accession Number:
- 0001321732-16-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-23 19:06:01
- Reporting Period:
- 2016-05-19
- Filing Date:
- 2016-05-23
- Accepted Time:
- 2016-05-23 19:06:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651324 | W. Don Kassing | One Penumbra Place 1351 Harbor Bay Parkway Alameda CA 94502 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-05-19 | 3,000 | $48.63 | 13,000 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,000 | Direct |
Footnotes
- Sale primarily to cover existing and arising tax liabilities
- This transaction was executed in multiple trades at prices ranging from $48.44 to $48.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by The Kassing Family Trust.
- Includes restricted stock units vested/vesting as to 1/4 on each of March 31, 2016, June 30, 2016, September 30, 2016 and December 31, 2016.
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