Filing Details
- Accession Number:
- 0001562834-16-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-05-23 17:18:27
- Reporting Period:
- 2013-03-26
- Filing Date:
- 2016-05-23
- Accepted Time:
- 2016-05-23 17:18:27
- Original Submission Date:
- 2013-03-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1562834 | Brookfield Mortgage Opportunity Income Fund Inc. | BOI | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1305496 | Lyn Michelle Russell-Dowe | Brookfield Investment Management Inc. Brookfield Place, 250 Vesey St., 15 Fl New York X1 10281-1023 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-26 | 500 | $20.00 | 13,650 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Due to a clerical error, the Reporting Person is filing this amendment to the Form 4 originally filed with Securities and Exchange Commission ("SEC") on March 27, 2013 (this "Amendment") to correct (i) the number of shares purchased by the Reporting Person at a price of $20 per share on March 26, 2013 from 50 shares to 500 shares and (ii) the amount of securities beneficially owned by the Reporting Person following the reported transaction from 13,200 to 13,650. The transactions reported in the Form 4 filed by the Reporting Person with the SEC on November 25, 2013 were accurate except that they did not include the additional 450 shares referenced above. As of May 23, 2016, the day that this Amendment was filed, the Reporting Person directly beneficially owns 19,650 shares of common stock of the Issuer.