Filing Details

Accession Number:
0001209191-16-122380
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-23 11:15:50
Reporting Period:
2016-05-19
Filing Date:
2016-05-23
Accepted Time:
2016-05-23 11:15:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-05-19 2,370 $5.61 3,482,913 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-20 836 $5.59 3,483,749 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-20 383 $5.58 3,484,132 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-20 228 $5.52 3,484,360 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-20 300 $5.55 3,484,660 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-20 177 $5.51 3,484,837 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-20 176 $5.56 3,485,013 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-20 398 $5.53 3,485,411 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.