Filing Details
- Accession Number:
- 0001019687-16-006417
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-05-20 21:55:50
- Reporting Period:
- 2015-10-01
- Filing Date:
- 2016-05-20
- Accepted Time:
- 2016-05-20 21:55:50
- Original Submission Date:
- 2015-10-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023364 | Autobytel Inc | ABTL | Services-Computer Programming, Data Processing, Etc. (7370) | 330711569 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1640905 | Galeb3 Inc | 3401 N. Miami Ave., Suite 205 Miami FL 33127 | No | No | Yes | No | |
1641128 | J. Jose Vargas | 3401 N. Miami Ave., Suite 205 Miami FL 33127 | Chief Revenue Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-27 | 191,053 | $4.65 | 191,053 | No | 4 | P | Indirect | Held by Auto Holdings, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Auto Holdings, Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock - convertible/non-voting | Acquisiton | 2015-10-01 | 33,286 | $124.90 | 332,860 | $0.00 |
Series B Preferred Stock | Warrant | Acquisiton | 2015-10-01 | 29,370 | $17.15 | 29,370 | $184.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,286 | 2018-10-01 | No | 4 | J | Indirect | |
29,370 | 2018-10-01 | 2022-10-01 | No | 4 | J | Indirect |
Footnotes
- This Form 4 is being filed to correct the number of shares of Common Stock (191,053 to replace 186,553), Series B Preferred Stock - convertible/non-voting (33,286 to replace 32,322) and Warrants (29,370 to replace 28,518) owned by the Reporting Person as reported in the Form 4 filed with the U.S. Securities and Exchange Commission on October 5, 2015.
- Acquisition of acquired entity AutoWeb, Inc. in a stock-for-stock transaction.
- Earliest date of conversion with shareholder approval but also subject to various terms/conditions which allow for earlier conversion.
- No expiration date.