Filing Details

Accession Number:
0001062993-16-009921
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-20 18:27:00
Reporting Period:
2016-05-19
Filing Date:
2016-05-20
Accepted Time:
2016-05-20 18:27:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
849145 Heritage Global Inc. HGBL Telegraph & Other Message Communications (4822) 592291344
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245119 Ross Dove 1576 Rollins Road
Burlingame CA 94010
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-19 50,000 $0.17 1,454,300 No 4 P Indirect Dove Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Dove Family Trust
Footnotes
  1. Includes 577,500 shares of Common Stock, 50,000 of which are reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 876,800 shares of Common Stock previously reported for the reporting person, which are held directly by Mr. Dove.
  2. The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust has acquired a total of 1,155,000 shares of Common Stock, of which 100,000 were acquired on May 19, 2016.