Filing Details
- Accession Number:
- 0001209191-16-122301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-20 18:02:09
- Reporting Period:
- 2016-05-18
- Filing Date:
- 2016-05-20
- Accepted Time:
- 2016-05-20 18:02:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1651235 | Acacia Communications Inc. | ACIA | Semiconductors & Related Devices (3674) | 270291921 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1657228 | A Eric Swanson | C/O Acacia Communications, Inc. 3 Clock Tower Place, Suite 100 Maynard MA 01754 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-18 | 100,433 | $0.00 | 256,275 | No | 4 | C | Indirect | By son |
| Common Stock | Disposition | 2016-05-18 | 40,000 | $21.39 | 216,275 | No | 4 | S | Indirect | By son |
| Common Stock | Disposition | 2016-05-18 | 25,000 | $21.39 | 130,843 | No | 4 | S | Indirect | By daughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By son |
| No | 4 | S | Indirect | By son |
| No | 4 | S | Indirect | By daughter |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2016-05-18 | 100,433 | $0.00 | 100,433 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,000 | Direct |
Footnotes
- The Series A Convertible Preferred Stock converted into common stock on a one-for-one basis upon the closing of the Company's initial public offering without payment of consideration. The securities had no expiration date.
- Consists of 16,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
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