Filing Details

Accession Number:
0001179110-16-025250
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-20 17:35:26
Reporting Period:
2016-05-18
Filing Date:
2016-05-20
Accepted Time:
2016-05-20 17:35:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191083 J William Miller C/O Glu Mobile Inc.
500 Howard Street, Suite 300
San Francisco CA 94105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-18 20,100 $1.51 95,100 No 4 M Direct
Common Stock Acquisiton 2016-05-18 20,100 $2.34 75,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-05-18 20,100 $0.00 20,100 $1.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-06-03 No 4 M Direct
Footnotes
  1. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.34 to $2.35. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  2. The option was immediately exercisable upon grant on June 3, 2010 and vested at to 8.333% of the shares on July 3, 2010 and the remaining shares vested in 11 equal monthly installments thereafter, such that the option was fully vested on June 3, 2011.