Filing Details
- Accession Number:
- 0001179110-16-025250
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-20 17:35:26
- Reporting Period:
- 2016-05-18
- Filing Date:
- 2016-05-20
- Accepted Time:
- 2016-05-20 17:35:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191083 | J William Miller | C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-18 | 20,100 | $1.51 | 95,100 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-05-18 | 20,100 | $2.34 | 75,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2016-05-18 | 20,100 | $0.00 | 20,100 | $1.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-06-03 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.34 to $2.35. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option was immediately exercisable upon grant on June 3, 2010 and vested at to 8.333% of the shares on July 3, 2010 and the remaining shares vested in 11 equal monthly installments thereafter, such that the option was fully vested on June 3, 2011.