Filing Details
- Accession Number:
- 0001077131-16-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-20 17:12:45
- Reporting Period:
- 2016-05-19
- Filing Date:
- 2016-05-20
- Accepted Time:
- 2016-05-20 17:12:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 934549 | Acacia Research Corp | ACTG | Patent Owners & Lessors (6794) | 954405754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1077131 | Iii Louis G Graziadio | 520 Newport Center Dr. 12Th Floor Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-19 | 39,444 | $4.59 | 362,729 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-05-19 | 10,000 | $4.59 | 372,729 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-05-19 | 39,443 | $4.59 | 198,231 | No | 4 | P | Indirect | Graziadio Family Trust u/d/t 11/13/75 |
| Common Stock | Acquisiton | 2016-05-19 | 10,000 | $4.59 | 10,000 | No | 4 | P | Indirect | The George & Reva Graziadio Charitable Lead Annuity Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Graziadio Family Trust u/d/t 11/13/75 |
| No | 4 | P | Indirect | The George & Reva Graziadio Charitable Lead Annuity Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | Shares purchased for minor child. |
| Common Stock | 5,000 | Indirect | Shares purchased for minor child. |
Footnotes
- These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.
- These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust.
- These shares were purchased for Mr. Graziadio's minor child, Marianna R. Graziadio.
- These shares were purchased for Mr. Graziadio's minor child, George L. Graziadio, IV.
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