Filing Details
- Accession Number:
- 0001209191-16-122117
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-05-20 16:02:38
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-20
- Accepted Time:
- 2016-05-20 16:02:38
- Original Submission Date:
- 2016-05-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375796 | Tremor Video Inc. | TRMR | Services-Advertising Agencies (7311) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579234 | Warren Lee | C/O Canaan Vii, L.p. 285 Riverside Avenue, Suite 250 Westport CT 06889 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-05-16 | 9,749 | $1.88 | 7,934,773 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2016-05-17 | 16,251 | $1.86 | 7,918,522 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 59,762 | Direct |
Footnotes
- These shares were sold by Canaan VII L.P. (the "Canaan Fund").
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 - $1.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- These shares are held directly by the Canaan Fund. Canaan Partners VII LLC ("Canaan VII" and together with the Canaan Fund, the "Canaan Entities") is the sole general partner of the Canaan Fund and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Warren Lee, a non-managing member of Canaan VII, serves as the representative of the Canaan Entities on the Issuer's board of directors. Mr. Lee disclaims beneficial ownership in the securities held by the Canaan Fund, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in Canaan VII.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.82 - $1.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.