Filing Details
- Accession Number:
- 0001628280-16-016539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-20 12:31:36
- Reporting Period:
- 2016-05-18
- Filing Date:
- 2016-05-20
- Accepted Time:
- 2016-05-20 12:31:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602683 | W James Preuninger | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-18 | 74,605 | $2.31 | 1,994,789 | No | 4 | C | Direct | |
Common Stock | Disposition | 2016-05-18 | 74,605 | $5.00 | 1,920,184 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-05-19 | 12,227 | $2.31 | 1,932,411 | No | 4 | C | Direct | |
Common Stock | Disposition | 2016-05-19 | 12,227 | $5.00 | 1,920,184 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-05-20 | 13,168 | $2.31 | 1,933,352 | No | 4 | C | Direct | |
Common Stock | Disposition | 2016-05-20 | 13,168 | $5.00 | 1,920,184 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-05-18 | 74,605 | $2.31 | 74,605 | $2.31 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-05-19 | 12,227 | $2.31 | 12,227 | $2.31 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-05-20 | 13,168 | $2.31 | 13,168 | $2.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
125,795 | 2012-09-30 | 2016-09-30 | No | 4 | M | Direct |
113,568 | 2012-09-30 | 2016-09-30 | No | 4 | M | Direct |
100,400 | 2012-09-30 | 2016-09-30 | No | 4 | M | Direct |
Footnotes
- Inclusive of 249,545 shares held of record by The James Preuninger 2013 Five Year GRAT.
- Sale of 74,605 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
- Sale of 12,227 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
- Sale of 13,168 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
- Partial stock option exercise of a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, at an exercise price of $2.31 per share, with exercise price to be satisfied by sale proceeds (cashless).