Filing Details
- Accession Number:
- 0001557239-16-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-20 12:17:10
- Reporting Period:
- 2016-05-19
- Filing Date:
- 2016-05-20
- Accepted Time:
- 2016-05-20 12:17:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557239 | S Jon Wheeler | 2529 Virginia Beach Boulevard Suite 200 Virginia Beach VA 23452 | Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-19 | 37,500 | $1.50 | 751,324 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,680 | Indirect | Owned by spouse |
| Common Stock | 12,047 | Indirect | Held in profit sharing plan |
| Common Stock | 2,572 | Indirect | Controlled through interests in other entities |
| Common Stock | 1,600 | Indirect | Held by dependent child |
| Common Stock | 2,950 | Indirect | Held by trusts in the name of dependent children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 1,584,858 | 1,584,858 | Direct | ||
| Common Stock | Common Units | $0.00 | 961 | 961 | Direct | ||
| Common Stock | Common Units | $0.00 | 308,422 | 308,422 | Indirect | ||
| Common Stock | Common Units | $0.00 | 22,120 | 22,120 | Indirect | ||
| Common Stock | Common Units | $0.00 | 3,123 | 3,123 | Indirect | ||
| Common Stock | Common Units | $0.00 | 31,234 | 31,234 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,584,858 | 1,584,858 | Direct | |
| 961 | 961 | Direct | |
| 308,422 | 308,422 | Indirect | |
| 22,120 | 22,120 | Indirect | |
| 3,123 | 3,123 | Indirect | |
| 31,234 | 31,234 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from prices from $1.49 to $1.51. The reporting person undertakes to provide Wheeler Real Estate Investment Trust, Inc. (the "Company"), and security holder of the Company, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Company on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
- These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
- These derivative securities do not have an expiration date.
- These common units have been held for less than one year and therefore may not be currently exchanged.
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