Filing Details
- Accession Number:
- 0000899243-16-020523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-20 11:54:12
- Reporting Period:
- 2016-05-19
- Filing Date:
- 2016-05-20
- Accepted Time:
- 2016-05-20 11:54:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
60714 | Lsb Industries Inc | LXU | Industrial Inorganic Chemicals (2810) | 731015226 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1660229 | Lsb Funding Llc | 350 Park Avenue, 14Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-19 | 4,103,746 | $0.10 | 4,103,746 | No | 4 | X | Direct | |
Common Stock | Disposition | 2016-05-19 | 34,422 | $11.92 | 4,069,324 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Disposition | 2016-05-19 | 4,103,746 | $6.36 | 4,103,746 | $0.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-12-04 | 2025-12-04 | No | 4 | X | Direct |
Footnotes
- The Reporting Peron paid the exercise price in connection with the exercise of its warrants to purchase 4,103,746 shares of common stock on a cashless basis, resulting in the issuer's withholding 34,422 shares of common stock to pay the exercise price and issuing to the Reporting Person the remaining 4,069,324 shares.