Filing Details

Accession Number:
0000899243-16-020523
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-20 11:54:12
Reporting Period:
2016-05-19
Filing Date:
2016-05-20
Accepted Time:
2016-05-20 11:54:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
60714 Lsb Industries Inc LXU Industrial Inorganic Chemicals (2810) 731015226
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1660229 Lsb Funding Llc 350 Park Avenue, 14Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-19 4,103,746 $0.10 4,103,746 No 4 X Direct
Common Stock Disposition 2016-05-19 34,422 $11.92 4,069,324 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to Purchase Common Stock Disposition 2016-05-19 4,103,746 $6.36 4,103,746 $0.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-12-04 2025-12-04 No 4 X Direct
Footnotes
  1. The Reporting Peron paid the exercise price in connection with the exercise of its warrants to purchase 4,103,746 shares of common stock on a cashless basis, resulting in the issuer's withholding 34,422 shares of common stock to pay the exercise price and issuing to the Reporting Person the remaining 4,069,324 shares.