Filing Details
- Accession Number:
- 0001104659-16-122115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-19 16:47:21
- Reporting Period:
- 2016-05-19
- Filing Date:
- 2016-05-19
- Accepted Time:
- 2016-05-19 16:47:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1621227 | Adaptimmune Therapeutics Plc | ADAP | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1661908 | Elliott Charles Sigal | 32 Brearly Road Princeton NJ 08540 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share | Acquisiton | 2016-05-19 | 15,000 | $1.56 | 314,100 | No | 4 | P | Indirect | Shares held by Sigal Family Investments, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares held by Sigal Family Investments, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share | 52,938 | Direct |
Footnotes
- Dr. Sigal is a manager of Sigal Family Investments, LLC. Dr. Sigal may be deemed to have voting and investment power over the shares held by Sigal Family Investments, LLC. Dr. Sigal disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- The 15,000 Ordinary Shares are represented by 2,500 American Depositary Shares ("ADSs") which are held by Sigal Family Investments, LLC. Each ADS represents six Ordinary Shares of Adaptimmune Therapeutics plc.
- The price of $1.56 per Ordinary Share was derived from the purchase price paid on May 19, 2016, of $9.36 per ADS, divided by six.
- The 314,100 Ordinary Shares comprise (i) 254,100 Ordinary Shares, and (ii) 60,000 Ordinary Shares represented by 10,000 ADSs.
- The 52,938 Ordinary Shares are represented by 8,823 ADSs.