Filing Details
- Accession Number:
- 0000944695-16-000182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-19 16:46:42
- Reporting Period:
- 2016-05-17
- Filing Date:
- 2016-05-19
- Accepted Time:
- 2016-05-19 16:46:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
944695 | Hanover Insurance Group Inc. | THG | Fire, Marine & Casualty Insurance (6331) | 043263626 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1261155 | H Frederick Eppinger | The Hanover Insurance Group, Inc. 440 Lincoln St Worcester MA 01653 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-17 | 60,000 | $36.81 | 397,283 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-17 | 41,873 | $85.72 | 355,410 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-05-17 | 46,667 | $42.49 | 402,077 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-17 | 34,206 | $85.72 | 367,871 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-05-17 | 45,000 | $57.99 | 412,871 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-17 | 37,292 | $85.72 | 375,579 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-05-17 | 41,666 | $70.24 | 417,245 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-17 | 37,682 | $85.72 | 379,563 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-05-18 | 80,510 | $86.02 | 299,053 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-18 | 4,490 | $86.67 | 294,563 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option (right to buy) | Disposition | 2016-05-17 | 60,000 | $0.00 | 60,000 | $36.81 |
Common Stock | Common Stock Option (right to buy) | Disposition | 2016-05-17 | 46,667 | $0.00 | 46,667 | $42.49 |
Common Stock | Common Stock Option (right to buy) | Disposition | 2016-05-17 | 45,000 | $0.00 | 45,000 | $57.99 |
Common Stock | Common Stock Option (right to buy) | Disposition | 2016-05-17 | 41,666 | $0.00 | 41,666 | $70.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-01-20 | No | 4 | M | Direct | |
0 | 2023-02-26 | No | 4 | M | Direct | |
45,000 | 2024-02-19 | No | 4 | M | Direct | |
83,334 | 2025-02-27 | No | 4 | M | Direct |
Footnotes
- Mr. Eppinger "net exercised" a total of 193,333 options. The options were granted to Mr. Eppinger from 2012-2015, and were scheduled to expire ten years after issuance. A total of 151,053 shares were withheld by the Company to satisfy the exercise price and taxes associated with the exercises, resulting in a net issuance of 42,280 shares to Mr. Eppinger.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $85.41 to $86.40, inclusive. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $86.46 to $86.80, inclusive. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Does not include 200,612 shares held indirectly in a Rabbi Trust pursuant to deferral agreements.
- The option, representing the right to purchase a total of 120,000 shares, vested 50% on 1/20/15, and the remaining 50% vested on 1/20/16.
- The option, representing the right to purchase a total of 140,000 shares, vested 33% on 2/26/14, 33% on 2/26/15, and the remaining portion vested on 2/26/16.
- The option, representing the right to purchase a total of 135,000 shares, vested 33% on 2/19/15, 33% vested on 2/19/16, and provided the vesting requirements are met, the remaining portion is scheduled to vest on 2/19/17.
- The option, representing the right to purchase a total of 125,000 shares, vested 33% on 2/27/16, and provided the vesting requirements are met, 33% is scheduled to vest on 2/27/17, and the remaining portion is scheduled to vest on 2/27/18.