Filing Details
- Accession Number:
- 0001140361-16-066295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-19 16:25:02
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-19
- Accepted Time:
- 2016-05-19 16:25:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341318 | Lake Shore Bancorp Inc. | LSBK | Savings Institution, Federally Chartered (6035) | 204729288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357411 | P Daniel Reininga | C/O 31 East Fourth Street Dunkirk NY 14048 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-16 | 9,846 | $11.50 | 44,360 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-16 | 9,846 | $13.60 | 34,514 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-18 | 2,800 | $11.50 | 37,314 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-18 | 2,800 | $13.61 | 34,514 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-05-16 | 9,846 | $0.00 | 9,846 | $11.50 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-05-18 | 2,800 | $0.00 | 2,800 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,800 | 2016-11-14 | No | 4 | M | Direct | |
| 0 | 2016-11-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,000 | Indirect | By Trust |
| Common Stock | 6,000 | Indirect | By GH Graf Realty Corp. |
| Common Stock | 2,600 | Indirect | By Children |
| Common Stock | 900 | Indirect | By Spouse |
| Common Stock | 2,528 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $7.88 | 2020-01-26 | 17,773 | 17,773 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-26 | 17,773 | 17,773 | Direct |
Footnotes
- Includes 14,280 shares of restricted stock vest at a rate of 20% per year commencing on August 12, 2016.
- These shares were acquired pursuant to an Employee Stock Ownership Plan allocation.
- Options are fully vested.
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