Filing Details
- Accession Number:
- 0001209191-16-121641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-19 16:09:41
- Reporting Period:
- 2016-05-17
- Filing Date:
- 2016-05-19
- Accepted Time:
- 2016-05-19 16:09:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 141896129 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534350 | J. Michael Lachance | C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008 | Vice President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock (Par Value $0.0001) | Acquisiton | 2016-05-17 | 15,000 | $5.45 | 71,396 | No | 4 | M | Direct | |
| Class A Common Stock (Par Value $0.0001) | Disposition | 2016-05-17 | 30,000 | $19.45 | 41,396 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock (Par Value $0.0001) | Stock Option (Right to Buy) | Disposition | 2016-05-17 | 15,000 | $0.00 | 15,000 | $5.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2018-11-04 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $19.43 to $19.52 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Subject to the Reporting Person's continuing to be a service provider (as defined in the 2010 Equity Incentive Plan) through each such date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one (1) year anniversary of November 4, 2011, and one forty-eighth of the shares subject to the option shall vest each month thereafter, such that the option shall become fully vested and exercisable on the November 4, 2015.
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