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Home > Insider Trading > Filing (0001140361-16-066257)

Filing Details

Accession Number:: 0001140361-16-066257
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-19 14:47:47
Reporting Period:: 2016-05-18

Filing Date:: 2016-05-19
Accepted Time:: 2016-05-19 14:47:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505497	Biorestorative Therapies Inc.	BRTX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1195325	B Robert Catell	62 Osborne Road Garden City NY 11530		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-18	12,500	$4.00	50,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2016-05-18	12,500	$0.00	12,500	$5.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,500	2016-05-18	2021-05-18	No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$3.70		2026-02-19	15,000	15,000	Direct
Common Stock	Warrant	$5.00	2016-03-01	2021-03-01	37,500	37,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-02-19	15,000	15,000	Direct
2021-03-01	37,500	37,500	Direct

Footnotes

The option vests to the extent of 5,000 shares on each of February 19, 2017, 2018 and 2019.