Filing Details

Accession Number:
0001209191-16-121486
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-19 11:34:03
Reporting Period:
2016-05-17
Filing Date:
2016-05-19
Accepted Time:
2016-05-19 11:34:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-05-17 2,500 $5.54 3,479,043 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-18 1,100 $5.33 3,480,143 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-18 300 $5.32 3,480,443 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-18 94 $5.41 3,480,537 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-18 6 $5.39 3,480,543 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.