Filing Details

Accession Number:
0001104659-16-121929
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-18 19:34:04
Reporting Period:
2016-05-16
Filing Date:
2016-05-18
Accepted Time:
2016-05-18 19:34:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621227 Adaptimmune Therapeutics Plc ADAP Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661908 Elliott Charles Sigal 32 Brearly Road
Princeton NJ 08540
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share Acquisiton 2016-05-16 15,000 $1.50 269,100 No 4 P Indirect Shares held by Sigal Family Investments, LLC
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share Acquisiton 2016-05-17 15,000 $1.53 284,100 No 4 P Indirect Shares held by Sigal Family Investments, LLC
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share Acquisiton 2016-05-18 15,000 $1.55 299,100 No 4 P Indirect Shares held by Sigal Family Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Shares held by Sigal Family Investments, LLC
No 4 P Indirect Shares held by Sigal Family Investments, LLC
No 4 P Indirect Shares held by Sigal Family Investments, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share 52,938 Direct
Footnotes
  1. Dr. Sigal is a manager of Sigal Family Investments, LLC. Dr. Sigal may be deemed to have voting and investment power over the shares held by Sigal Family Investments, LLC. Dr. Sigal disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
  2. The 15,000 Ordinary Shares are represented by 2,500 American Depositary Shares ("ADSs") which are held by Sigal Family Investments, LLC. Each ADS represents six Ordinary Shares of Adaptimmune Therapeutics plc.
  3. The price of $1.50 per Ordinary Share was derived from the purchase price paid on May 16, 2016, of $8.98 per ADS, divided by six.
  4. The 269,100 Ordinary Shares comprise (i) 254,100 Ordinary Shares, and (ii) 15,000 Ordinary Shares represented by 2,500 ADSs.
  5. The price of $1.53 per Ordinary Share was derived from the purchase price paid on May 17, 2016, of $9.18 per ADS, divided by six.
  6. The 284,100 Ordinary Shares comprise (i) 254,100 Ordinary Shares, and (ii) 30,000 Ordinary Shares represented by 5,000 ADSs.
  7. The price of $1.55 per Ordinary Share was derived from the purchase price paid on May 18, 2016, of $9.30 per ADS, divided by six.
  8. The 299,100 Ordinary Shares comprise (i) 254,100 Ordinary Shares, and (ii) 45,000 Ordinary Shares represented by 7,500 ADSs.
  9. The 52,938 Ordinary Shares are represented by 8,823 ADSs.