Filing Details
- Accession Number:
- 0001209191-16-121447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-18 19:33:06
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-18
- Accepted Time:
- 2016-05-18 19:33:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1308547 | Dolby Laboratories Inc. | DLB | Patent Owners & Lessors (6794) | 900199783 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1556582 | Michael Bergeron | C/O Dolby Laboratories, Inc. 1275 Market Street San Francisco CA 94103 | Svp, Ww Sales And Field Oper. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2016-05-16 | 1,961 | $45.56 | 67,162 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2016-05-17 | 40,000 | $37.35 | 107,162 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-05-17 | 40,000 | $45.02 | 67,162 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-05-17 | 10,000 | $30.49 | 77,162 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-05-17 | 10,000 | $45.02 | 67,162 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-05-17 | 40,000 | $0.00 | 40,000 | $37.35 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-05-17 | 10,000 | $0.00 | 10,000 | $30.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,652 | 2023-12-16 | No | 4 | M | Direct | |
| 76,400 | 2022-12-21 | No | 4 | M | Direct |
Footnotes
- In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.
- Shares held following the reported transactions include 34,940 restricted stock units, which are subject to forfeiture until they vest.
- Shares include 575 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2016.
- This transaction was executed in multiple trades at prices ranging from $44.63 to $45.435. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- This option was granted for a total of 103,652 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 16, 2013, the vesting commencement date, and the balance of the shares vest in equal monthly installments over the next 36 months thereafter.
- This option was granted for a total of 86,400 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 21, 2012, the vesting commencement date, and the balance of the shares vest in equal monthly installments over the next 36 months thereafter.
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