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Home > Insider Trading > Filing (0001568214-16-000056)

Filing Details

Accession Number:: 0001568214-16-000056
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-18 16:56:56
Reporting Period:: 2016-05-16

Filing Date:: 2016-05-18
Accepted Time:: 2016-05-18 16:56:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
712771	Connectone Bancorp Inc.	CNOB	State Commercial Banks (6022)	521273725

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1568273	Iii Frank Sorrentino	Connectone Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ 07632	Chairman, President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-16	9,750	$6.15	559,886	No	4	M	Direct
Common Stock	Disposition	2016-05-16	6,095	$16.01	553,791	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2016-05-16	9,750	$0.00	9,750	$6.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-07-01	2018-01-11	No	4	M	Direct

Footnotes

The proceeds of the sale reported on this Form 4 was used to fund the exercise price of the stock option exercise also reported herein, as well as satisfy Mr. Sorrentino's income tax obligations, also with respect to the stock option exercise.