Filing Details

Accession Number:
0001214659-16-011670
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-18 14:26:37
Reporting Period:
2016-05-16
Filing Date:
2016-05-18
Accepted Time:
2016-05-18 14:26:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387713 Neulion Inc. NLN Cable & Other Pay Television Services (4841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1465563 Christopher J Wagner Neulion, Inc.
1600 Old Country Road
Plainview NY 11803
Evp, Marketplace Strategy No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-16 150,000 $0.89 1,065,323 No 4 S Direct
Common Stock Acquisiton 2016-05-18 150,000 $0.43 1,215,323 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2016-05-18 150,000 $0.00 150,000 $0.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-05-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Common Stock 200,000 Direct
Restricted Common Stock 600,000 Direct
Footnotes
  1. Multiple same-way open market sales effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average sale price for these transactions. These trades were executed on the Toronto Stock Exchange, and the sale prices were in Canadian dollars. The price per share for each sale was between Cdn$1.14 and Cdn$1.17. The sale prices were converted to US dollars by the executing broker using exchange rates between 1.2891 and 1.2901. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares sold at each separate price.
  2. The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
  3. The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
  4. The options vested in equal monthly increments over a 48-month period; the first increment vested on May 16, 2012.