Filing Details
- Accession Number:
- 0001214659-16-011670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-18 14:26:37
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-18
- Accepted Time:
- 2016-05-18 14:26:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1465563 | Christopher J Wagner | Neulion, Inc. 1600 Old Country Road Plainview NY 11803 | Evp, Marketplace Strategy | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-05-16 | 150,000 | $0.89 | 1,065,323 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-05-18 | 150,000 | $0.43 | 1,215,323 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Disposition | 2016-05-18 | 150,000 | $0.00 | 150,000 | $0.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Common Stock | 200,000 | Direct | |
Restricted Common Stock | 600,000 | Direct |
Footnotes
- Multiple same-way open market sales effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average sale price for these transactions. These trades were executed on the Toronto Stock Exchange, and the sale prices were in Canadian dollars. The price per share for each sale was between Cdn$1.14 and Cdn$1.17. The sale prices were converted to US dollars by the executing broker using exchange rates between 1.2891 and 1.2901. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares sold at each separate price.
- The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
- The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
- The options vested in equal monthly increments over a 48-month period; the first increment vested on May 16, 2012.