Filing Details

Accession Number:
0001127602-16-052588
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-17 19:14:04
Reporting Period:
2016-05-16
Filing Date:
2016-05-17
Accepted Time:
2016-05-17 19:14:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464423 Pennymac Mortgage Investment Trust PMT Real Estate Investment Trusts (6798) 270186273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468934 M David Walker C/O Pennymac Mortgage Investment Trust
3043 Townsgate Road
Westlake Village CA 91361
Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Disposition 2016-05-16 1,688 $14.84 77,190 No 4 S Direct
Common Shares Of Beneficial Interest Disposition 2016-05-16 1,625 $14.83 75,565 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 3,750 restricted share units on May 16, 2016.
  2. The price reported is the weighted average price of multiple transactions at prices ranging from $14.76 to $14.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  3. The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 3,250 restricted share units on May 16, 2016.
  4. The price reported is the weighted average price of multiple transactions at prices ranging from $14.76 to $14.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  5. The reported amount consists of 34,614 restricted share units and 40,951 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.