Filing Details

Accession Number:
0001127602-16-052582
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-17 19:10:51
Reporting Period:
2016-05-16
Filing Date:
2016-05-17
Accepted Time:
2016-05-17 19:10:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464423 Pennymac Mortgage Investment Trust PMT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275713 David Spector C/O Pennymac Mortgage Investment Trust
3043 Townsgate Road
Westlake Village CA 91361
President And Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Disposition 2016-05-16 6,533 $14.88 300,871 No 4 S Direct
Common Shares Of Beneficial Interest Disposition 2016-05-16 6,500 $14.88 294,371 No 4 S Direct
Common Shares Of Beneficial Interest Disposition 2016-05-17 667 $14.82 293,704 No 4 S Direct
Common Shares Of Beneficial Interest Disposition 2016-05-17 3,550 $14.84 290,154 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 28,750 restricted share units on May 16, 2016.
  2. The price reported is the weighted average price of multiple transactions at prices ranging from $14.76 to $14.935. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  3. The price reported is the weighted average price of multiple transactions at prices ranging from $14.76 to $14.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  4. The price reported is the weighted average price of multiple transactions at prices ranging from $14.81 to $14.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  5. The price reported is the weighted average price of multiple transactions at prices ranging from $14.80 to $14.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  6. The reported amount consists of 127,661 restricted share units and 162,493 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.