Filing Details
- Accession Number:
- 0001127602-16-052569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-17 18:55:50
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-17
- Accepted Time:
- 2016-05-17 18:55:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464423 | Pennymac Mortgage Investment Trust | PMT | Real Estate Investment Trusts (6798) | 270186273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571945 | Richard Steven Bailey | C/O Pennymac 3043 Townsgate Road Westlake Village CA 91361 | Chief Mortgage Ops Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Disposition | 2016-05-16 | 3,750 | $14.86 | 37,865 | No | 4 | S | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2016-05-16 | 3,250 | $14.85 | 34,615 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 3,750 restricted share units on May 16, 2016.
- The price reported is the weighted average price of multiple transactions at prices ranging from $14.76 to $14.91. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 3,250 restricted share units on May 16, 2016.
- The price reported is the weighted average price of multiple transactions at prices ranging from $14.76 to $14.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- The reported amount consists of 34,615 restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.