Filing Details
- Accession Number:
- 0001233561-16-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-17 18:55:44
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-17
- Accepted Time:
- 2016-05-17 18:55:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
930236 | Redwood Trust Inc | RWT | Real Estate Investment Trusts (6798) | 680329422 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233561 | H Mariann Byerwalter | 1 Belvedere Place Suite 300 Mill Valley CA 94941 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-16 | 3,666 | $13.31 | 20,073 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2016-05-16 | 9,759 | $13.27 | 10,314 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | Acquisiton | 2016-05-16 | 6,310 | $0.00 | 6,310 | $13.47 |
Common Stock | Deferred Stock Units | Disposition | 2016-05-16 | 3,666 | $0.00 | 3,666 | $20.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,310 | No | 4 | A | Direct | ||
0 | No | 4 | M | Direct |
Footnotes
- This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in the Executive Deferred Compensation Plan.
- Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in 2015.
- Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.
- This transaction relates to the grant of Deferred Stock Units.
- 100% vested at grant.
- Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 15, 2019.
- No expiration date is applicable to deferred stock units.
- Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
- Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 16, 2016.