Filing Details

Accession Number:
0001209191-16-120958
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-17 17:48:22
Reporting Period:
2016-05-16
Filing Date:
2016-05-17
Accepted Time:
2016-05-17 17:48:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469367 Sunrun Inc. RUN () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433196 Foundation Capital Vi Lp 250 Middlefield Road
Menlo Park CA 94025
No No Yes Yes
1451964 Foundation Capital Vi Principals Fund, Llc 250 Middlefield Road
Menlo Park CA 94025
No No Yes Yes
1451965 Foundation Capital Management Co. Vi, Llc C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-16 3,000,000 $0.00 13,041,468 No 4 J Indirect By Foundation Capital VI, L.P.
Common Stock Acquisiton 2016-05-16 360,500 $0.00 360,500 No 4 J Indirect By Foundation Capital Management Co. VI, L.L.C.
Common Stock Disposition 2016-05-16 360,500 $0.00 0 No 4 J Indirect By Foundation Capital Management Co. VI, L.L.C.
Common Stock Acquisiton 2016-05-16 961 $0.00 961 No 4 J Indirect By Foundation Capital LLC
Common Stock Disposition 2016-05-17 961 $6.21 0 No 4 S Indirect By Foundation Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Foundation Capital VI, L.P.
No 4 J Indirect By Foundation Capital Management Co. VI, L.L.C.
No 4 J Indirect By Foundation Capital Management Co. VI, L.L.C.
No 4 J Indirect By Foundation Capital LLC
No 4 S Indirect By Foundation Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 179,238 Indirect By Foundation Capital VI Principals Fund, LLC
Footnotes
  1. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on May 16, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C.
  2. Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
  3. Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.
  4. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, LLC effected following the close of the trading market on May 16, 2016 without consideration to its members.
  5. Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
  6. On 5/17/2016, Foundation Capital, LLC sold 961 shares of stock.