Filing Details
- Accession Number:
- 0001045810-16-000245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-17 16:48:56
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-17
- Accepted Time:
- 2016-05-17 16:48:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045810 | Nvidia Corp | NVDA | Semiconductors & Related Devices (3674) | 943177549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197653 | M David Shannon | C/O Nvidia Corporation 2701 San Tomas Expressway Santa Clara CA 95050 | Evp, Cao & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-16 | 47,500 | $10.56 | 444,329 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-16 | 42,500 | $17.62 | 486,829 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-16 | 42,500 | $14.47 | 529,329 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-16 | 50,000 | $14.46 | 579,329 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-16 | 43,750 | $13.71 | 623,079 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-16 | 29,850 | $12.62 | 652,929 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-16 | 24,875 | $16.00 | 677,804 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-16 | 271,049 | $42.07 | 406,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-16 | 47,500 | $0.00 | 47,500 | $10.56 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-16 | 42,500 | $0.00 | 42,500 | $17.62 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-16 | 42,500 | $0.00 | 42,500 | $14.47 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-16 | 50,000 | $0.00 | 50,000 | $14.46 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-16 | 43,750 | $0.00 | 43,750 | $13.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-16 | 29,850 | $0.00 | 29,850 | $12.62 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-16 | 24,875 | $0.00 | 24,875 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-09-14 | No | 4 | M | Direct | |
| 0 | 2021-03-18 | No | 4 | M | Direct | |
| 0 | 2021-09-20 | No | 4 | M | Direct | |
| 0 | 2022-03-20 | No | 4 | M | Direct | |
| 6,250 | 2022-09-18 | No | 4 | M | Direct | |
| 9,950 | 2023-03-19 | No | 4 | M | Direct | |
| 14,925 | 2023-09-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 110,800 | Indirect | Shannon Revocable Trust |
Footnotes
- The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
- Fully vested.
- The option vested as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- The option vested as to 25% of the shares on March 20, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- The option vested as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
Billionaire Hedge Funds
