Filing Details

Accession Number:
0001321732-16-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-17 16:31:35
Reporting Period:
2016-05-13
Filing Date:
2016-05-17
Accepted Time:
2016-05-17 16:31:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321732 Penumbra Inc PEN Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651328 Robert James Pray One Penumbra Place
1351 Harbor Bay Parkway
Alameda CA 94502
President, International No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-13 18,230 $48.40 631,770 No 4 S Direct
Common Stock Disposition 2016-05-13 8,785 $48.92 622,985 No 4 S Direct
Common Stock Disposition 2016-05-16 2,700 $47.98 620,285 No 4 S Direct
Common Stock Disposition 2016-05-16 2,785 $48.50 617,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,431 Indirect By Trust
Footnotes
  1. Sale to pay taxes resulting from pre-IPO option exercise.
  2. This transaction was executed in multiple trades at prices ranging from $47.75 to $48.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $48.75 to $49.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $47.28 to $48.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $48.32 to $48.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. Shares are held by the Pray Revocable Trust.