Filing Details
- Accession Number:
- 0001209191-16-120405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-16 16:48:31
- Reporting Period:
- 2016-05-12
- Filing Date:
- 2016-05-16
- Accepted Time:
- 2016-05-16 16:48:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1620394 | M. Sean Lannon | Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103 | Vp Corp Fin & Controller, Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-05-12 | 1,281 | $0.00 | 1,281 | No | 4 | M | Direct | |
Common Shares | Disposition | 2016-05-13 | 439 | $27.94 | 842 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Unit | Disposition | 2016-05-12 | 1,281 | $0.00 | 1,281 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,565 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common shares on a one-for-one basis.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted stock units granted on May 12, 2015. This award vests ratably in three annual installments on the first, second and third anniversaries of the grant date.
- The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.94 to $27.95. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.