Filing Details

Accession Number:
0001209191-16-120346
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-16 16:17:13
Reporting Period:
2016-05-06
Filing Date:
2016-05-16
Accepted Time:
2016-05-16 16:17:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1385818 Aytu Bioscience Inc AYTU Pharmaceutical Preparations (2834) 470883144
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618149 Carl Dockery 373 Inverness Parkway
Suite 206
Englewood CO 80112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-06 5,000,000 $0.40 5,047,591 No 4 P Indirect Alpha Venture Capital Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Alpha Venture Capital Partners, L.P.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option Grant $0.56 2016-04-11 2026-04-10 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-10 100,000 100,000 Direct