Filing Details
- Accession Number:
- 0001140361-16-065588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-16 15:16:34
- Reporting Period:
- 2016-05-12
- Filing Date:
- 2016-05-16
- Accepted Time:
- 2016-05-16 15:16:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392620 | J Daniel Henning | 200 Palmer Street Stroudsburg PA 18360 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-05-12 | 2,000 | $13.57 | 8,000 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2016-05-12 | 1,900 | $13.59 | 6,100 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2016-05-12 | 2,400 | $13.60 | 3,700 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2016-05-12 | 2,600 | $13.61 | 1,100 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2016-05-12 | 100 | $13.62 | 1,000 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2016-05-12 | 700 | $13.63 | 300 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2016-05-12 | 300 | $13.64 | 0 | No | 4 | S | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | As custodian for child 1 |
| Common Stock | 5,000 | Indirect | As custodian for child 2 |
| Common Stock | 50,377 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 54,127 | 54,127 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 54,127 | 54,127 | Direct |
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