Filing Details
- Accession Number:
- 0001144204-16-102265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-16 12:07:55
- Reporting Period:
- 2016-05-12
- Filing Date:
- 2016-05-16
- Accepted Time:
- 2016-05-16 12:07:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498608 | Michael Mauer | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-12 | 5,944 | $8.54 | 103,146 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-05-12 | 56 | $8.57 | 103,202 | No | 4 | P | Direct | |
Common Stock | Disposition | 2016-05-13 | 6,000 | $8.29 | 97,202 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct |
Footnotes
- Includes 0.2 shares acquired under the CM Finance Inc dividend reinvestment plan.