Filing Details

Accession Number:
0001144204-16-102265
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-16 12:07:55
Reporting Period:
2016-05-12
Filing Date:
2016-05-16
Accepted Time:
2016-05-16 12:07:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Cm Finance Inc CMFN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498608 Michael Mauer C/O Cm Finance Inc
601 Lexington Ave, 26Th Floor
New York NY 10022
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-12 5,944 $8.54 103,146 No 4 P Direct
Common Stock Acquisiton 2016-05-12 56 $8.57 103,202 No 4 P Direct
Common Stock Disposition 2016-05-13 6,000 $8.29 97,202 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 S Direct
Footnotes
  1. Includes 0.2 shares acquired under the CM Finance Inc dividend reinvestment plan.