Filing Details

Accession Number:
0001144204-16-102240
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-16 11:33:16
Reporting Period:
2016-05-12
Filing Date:
2016-05-16
Accepted Time:
2016-05-16 11:33:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
946647 First Defiance Financial Corp FDEF Savings Institution, Federally Chartered (6035) 341803915
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242645 R Gregory Allen 601 Clinton St
Defiance OH 43512
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-05-12 2,000 $26.47 18,055 No 4 M Direct
Common Shares Disposition 2016-05-12 2,000 $38.88 16,055 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option To Buy Disposition 2016-05-12 2,000 $0.00 2,000 $26.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-05-22 2016-05-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 5,486 Indirect Held by ESOP
Footnotes
  1. The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.78 to $39.06, inclusive. The reporting person undertakes to provide to FDEF, any security holder of FDEF, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  3. The option vested in five, equal, annual installments beginning on this date.