Filing Details
- Accession Number:
- 0001144204-16-102240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-16 11:33:16
- Reporting Period:
- 2016-05-12
- Filing Date:
- 2016-05-16
- Accepted Time:
- 2016-05-16 11:33:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
946647 | First Defiance Financial Corp | FDEF | Savings Institution, Federally Chartered (6035) | 341803915 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242645 | R Gregory Allen | 601 Clinton St Defiance OH 43512 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-05-12 | 2,000 | $26.47 | 18,055 | No | 4 | M | Direct | |
Common Shares | Disposition | 2016-05-12 | 2,000 | $38.88 | 16,055 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option To Buy | Disposition | 2016-05-12 | 2,000 | $0.00 | 2,000 | $26.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-05-22 | 2016-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 5,486 | Indirect | Held by ESOP |
Footnotes
- The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.78 to $39.06, inclusive. The reporting person undertakes to provide to FDEF, any security holder of FDEF, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- The option vested in five, equal, annual installments beginning on this date.