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Home > Insider Trading > Filing (0001028734-16-000250)

Filing Details

Accession Number:: 0001028734-16-000250
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-13 18:10:49
Reporting Period:: 2016-05-12

Filing Date:: 2016-05-13
Accepted Time:: 2016-05-13 18:10:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1028734	Cobiz Financial Inc	COBZ	National Commercial Banks (6021)	840826324

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1195903	N Noel Rothman	821 17Th Street Denver CO 80202		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-12	1,000	$6.02	1,268,260	No	4	M	Direct
Common Stock	Disposition	2016-05-12	1,000	$12.09	1,267,260	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2016-05-12	1,000	$0.00	1,000	$6.02

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-05-20	2016-05-20	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	325	Indirect	by Managed Account
Common Stock	148,218	Indirect	by Partnership
Common Stock	56,881	Indirect	by Spouse
Common Stock	177,941	Indirect	by Trust