Filing Details

Accession Number:
0000891839-16-000199
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-13 17:38:53
Reporting Period:
2016-05-11
Filing Date:
2016-05-13
Accepted Time:
2016-05-13 17:38:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1630350 Eric-Yves Mahe Eastman Kodak Company
343 State Street
Rochester NY 14650
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Disposition 2016-05-11 10,000 $11.94 4,246 No 4 S Direct
Common Stock, Par Value $.01 Acquisiton 2016-05-12 928 $0.00 5,174 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Restricted Stock Units Disposition 2016-05-12 928 $0.00 928 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,858 2018-05-12 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2017-04-28 2017-04-28 4,995 4,995 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2018-04-28 4,078 4,078 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2019-04-28 14,205 14,205 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $20.44 2022-04-27 17,508 17,508 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $17.95 2022-05-11 7,003 7,003 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $12.32 2023-04-27 33,431 33,431 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-04-28 4,995 4,995 Direct
2018-04-28 4,078 4,078 Direct
2019-04-28 14,205 14,205 Direct
2022-04-27 17,508 17,508 Direct
2022-05-11 7,003 7,003 Direct
2023-04-27 33,431 33,431 Direct
Footnotes
  1. These restricted stock units convert into common stock on a one-for-one basis.
  2. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/15 grant date.
  3. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/15 grant date.
  4. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/16 grant date.
  5. This option vests one-third on each of the first three anniversaries of the 4/28/15 grant date.
  6. This option vests one-third on each of the first three anniversaries of the 5/12/15 grant date.
  7. This option vests one-third on each of the first three anniversaries of the 4/28/16 grant date.