Filing Details
- Accession Number:
- 0001001250-16-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-13 17:25:11
- Reporting Period:
- 2016-05-11
- Filing Date:
- 2016-05-13
- Accepted Time:
- 2016-05-13 17:25:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008092 | Lal Family Partners Lp | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | No | No | Yes | No | |
1008093 | Lal Family Corp | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-05-11 | 500,000 | $0.00 | 500,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2016-05-11 | 100,000 | $94.93 | 400,000 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-05-12 | 149,800 | $94.29 | 250,200 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-05-12 | 49,700 | $95.11 | 200,500 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-05-12 | 500 | $95.77 | 200,000 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-05-13 | 77,100 | $93.20 | 122,900 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2016-05-11 | 500,000 | $0.00 | 500,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
89,659,684 | No | 4 | C | Direct |
Footnotes
- LAL Family Partners L.P. ("LALFP") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Owned directly by LALFP.
- The sole general partner of LALFP is LAL Family Corporation ("LALFC"). LALFC indirectly beneficially owns all shares of Class A and Class B Common Stock owned by LALFP.
- Sold by LALFP.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such Reporting Person at each separate price within the range.
- Sales prices range from $94.45 to $95.20 per share, inclusive.
- Sales prices range from $93.74 to $94.73 per share, inclusive.
- Sales prices range from $94.74 to $95.73 per share, inclusive.
- Sales prices range from $95.75 to $95.79 per share, inclusive.
- Sales prices range from $93.00 to $93.60 per share, inclusive.