Filing Details
- Accession Number:
- 0001225208-16-033305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-13 17:12:17
- Reporting Period:
- 2016-05-12
- Filing Date:
- 2016-05-13
- Accepted Time:
- 2016-05-13 17:12:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225946 | Gregory Hayes | 10 Farm Springs Road Farmington CT 06032 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-12 | 55,500 | $62.81 | 139,398 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-12 | 980 | $102.15 | 138,418 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 10,454 | $102.12 | 127,964 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-05-12 | 34,139 | $102.11 | 93,825 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-05-12 | 55,500 | $102.11 | 55,500 | $62.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-01-03 | 2017-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,884 | Indirect | By Savings Plan Trustee |
| Common Stock | 874 | Indirect | By Spouse |
| Common Stock | 1,228 | Indirect | By Spouse's Savings Plan Account |
Footnotes
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.08 to $102.175.
Billionaire Hedge Funds
