Filing Details

Accession Number:
0001127602-16-052175
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-13 16:30:29
Reporting Period:
2016-05-12
Filing Date:
2016-05-13
Accepted Time:
2016-05-13 16:30:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
62709 Marsh & Mclennan Companies Inc. MMC Insurance Agents, Brokers & Service (6411) 362668272
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309593 J Peter Beshar 1166 Avenue Of The Americas
New York NY 10036
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-31 1,735 $0.00 134,218 No 5 G Direct
Common Stock Acquisiton 2016-05-12 35,157 $0.00 169,375 No 4 M Direct
Common Stock Acquisiton 2016-05-12 75,000 $0.00 244,375 No 4 M Direct
Common Stock Disposition 2016-05-12 110,157 $64.15 134,218 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2016-05-12 35,157 $0.00 35,157 $29.60
Common Stock Stock Options (Right to Buy) Disposition 2016-05-12 75,000 $0.00 75,000 $26.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-11 No 4 M Direct
76,516 2018-02-25 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. These options were granted on February 12, 2007 and vested in four annual installments on February 12th of 2008, 2009, 2010 and 2011. These options became exercisable on October 13, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.
  3. These options were granted on February 26, 2008 and vested in four equal annual installments on February 26th of 2009, 2010, 2011 and 2012. The first three installments of these options became exercisable on July 13, 2011, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested. The final installment of these options became exercisable on March 10, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.