Filing Details
- Accession Number:
- 0001140361-16-065196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-13 16:15:43
- Reporting Period:
- 2016-05-11
- Filing Date:
- 2016-05-13
- Accepted Time:
- 2016-05-13 16:15:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428336 | Healthequity Inc | HQY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615062 | Jon Kessler | 15 W. Scenic Pointe Dr., Ste. 100 Draper UT 84020 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-11 | 30,000 | $0.10 | 450,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-11 | 22,000 | $0.10 | 472,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-11 | 52,000 | $25.21 | 420,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-11 | 30,000 | $0.00 | 30,000 | $0.10 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-11 | 22,000 | $0.00 | 22,000 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-07-01 | No | 4 | M | Direct | |
| 0 | 2019-07-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $14.00 | 2024-07-30 | 40,000 | 40,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $1.25 | 2021-08-08 | 480,000 | 480,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $0.10 | 2019-03-26 | 300,000 | 300,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-07-30 | 40,000 | 40,000 | Direct |
| 2021-08-08 | 480,000 | 480,000 | Direct |
| 2019-03-26 | 300,000 | 300,000 | Direct |
Footnotes
- The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.
- The option is immediately exercisable.
Billionaire Hedge Funds
