Filing Details
- Accession Number:
- 0000899243-16-019816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-12 20:45:51
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2016-05-12
- Accepted Time:
- 2016-05-12 20:45:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1288736 | L.p. Fund Millennium Kkr | C/O Kohlberg Kravis Roberts &Amp; Co. L.p., 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1288737 | L.p. Millennium Associates Kkr | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1288738 | Kkr Millennium Gp Llc | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1288739 | Kkr Partners Iii, L.p. | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1288740 | Kkr Iii Gp Llc | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1432739 | Kkr Associates 2006 Lp | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1432740 | Kkr 2006 Gp Llc | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1432741 | L.p. Fund 2006 Kkr | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1433006 | Operf Co-Investment Llc | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No | |
1472698 | L.p. Holdings Fund Kkr | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street, Suite 4200 New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-07-01 | 541,306 | $51.98 | 2,031,717 | No | 4 | J | Indirect | Held through Hercules Holding II, LLC and KKR PEI Investments, L.P. |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-10 | 3,730,122 | $80.12 | 2,337,018 | No | 4 | S | Indirect | Held through Hercules Holding II, LLC and KKR Millennium Fund L.P. |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-10 | 3,461,161 | $80.12 | 2,168,506 | No | 4 | S | Indirect | Held through Hercules Holding II, LLC and KKR 2006 Fund L.P. |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-10 | 1,249,115 | $80.12 | 782,602 | No | 4 | S | Indirect | Held through Hercules Holding II, LLC and KKR PEI Investments, L.P. |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-10 | 127,923 | $80.12 | 80,148 | No | 4 | S | Indirect | Held through Hercules Holding II, LLC and KKR Partners III, L.P. |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-10 | 78,529 | $80.12 | 49,200 | No | 4 | S | Indirect | Held through Hercules Holding II, LLC and OPERF Co-Investment LLC |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-10 | 381,309 | $80.12 | 238,899 | No | 4 | S | Indirect | Held through Hercules Holding II, LLC and 8 North America Investor L.P. |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-10 | 332,799 | $80.12 | 208,507 | No | 4 | S | Indirect | Held through Hercules Holding II, LLC and ASF Walter Co-Invest L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Held through Hercules Holding II, LLC and KKR PEI Investments, L.P. |
No | 4 | S | Indirect | Held through Hercules Holding II, LLC and KKR Millennium Fund L.P. |
No | 4 | S | Indirect | Held through Hercules Holding II, LLC and KKR 2006 Fund L.P. |
No | 4 | S | Indirect | Held through Hercules Holding II, LLC and KKR PEI Investments, L.P. |
No | 4 | S | Indirect | Held through Hercules Holding II, LLC and KKR Partners III, L.P. |
No | 4 | S | Indirect | Held through Hercules Holding II, LLC and OPERF Co-Investment LLC |
No | 4 | S | Indirect | Held through Hercules Holding II, LLC and 8 North America Investor L.P. |
No | 4 | S | Indirect | Held through Hercules Holding II, LLC and ASF Walter Co-Invest L.P. |
Footnotes
- Hercules Holding II, LLC ("Hercules") directly holds shares of common stock, par value $0.01 per share (the "Common Stock"), of HCA Holdings, Inc. (the "Company"), including all of the shares of Common Stock reported herein, except as set forth below. The membership interests of Hercules are held by a private investor group, including certain affiliates of Kohlberg Kravis Roberts & Co. L.P. and Company founder Dr. Thomas F. Frist, Jr. Each of such persons disclaims membership in any such group and each of such persons other than Hercules disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
- Reflects a transfer of interests in Hercules by KKR PEI Investments, L.P. to ASF Walter Co-Invest L.P.
- Represents shares of Common Stock distributed by Hercules to certain of its members which shares of Common Stock are indirectly beneficially owned by such entities through their direct ownership in Hercules and which shares are subsequently being repurchased by the Company for $80.12 per share.
- KKR PEI Investments, L.P. may be deemed to beneficially own these shares of Common Stock by virtue of the membership interests it holds in Hercules. The sole general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the sole general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P.
- KKR Millennium Fund may be deemed to beneficially own these shares of Common Stock by virtue of the membership interests it holds in Hercules. The sole general partner of the KKR Millennium Fund is KKR Associates Millennium L.P., and KKR Millennium GP LLC is the sole general partner of KKR Associates Millennium L.P. The designated member of KKR Millennium GP LLC is KKR Fund Holdings L.P.
- KKR 2006 Fund L.P. may be deemed to beneficially own these shares of Common Stock by virtue of the membership interests it holds in Hercules. The sole general partner of the KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the sole general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P.
- KKR Partners III, L.P. may be deemed to beneficially own these shares of Common Stock by virtue of the membership interests it holds in Hercules. The sole general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts.
- OPERF Co-Investment may be deemed to beneficially own these shares of Common Stock by virtue of the membership interests it holds in Hercules. The sole general manager of OPERF Co-Investment is KKR Associates 2006 L.P, and the sole general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P.
- 8 North America Investor L.P. may be deemed to beneficially own these shares of Common Stock by virtue of the membership interests it holds in Hercules. The sole general partner of 8 North America Investor L.P. is KKR Associates 8 NA L.P., and the sole general partner of KKR Associates 8 NA L.P. is KKR 8 NA Limited. The sole shareholder of KKR 8 NA Limited is KKR Fund Holdings L.P.
- ASF Walter Co-Invest L.P. may be deemed to beneficially own these shares of Common Stock by virtue of the membership interests it holds in Hercules. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P.
- The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The sole general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The sole general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Henry R. Kravis and George R. Roberts.
- Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
- Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, KKR PEI Investments, L.P., KKR PEI Associates, L.P., KKR PEI GP Limited, 8 North America Investor L.P., KKR Associates 8 NA L.P., KKR 8 NA Limited, KKR Fund Holdings GP Limited, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing.