Filing Details
- Accession Number:
- 0001140361-16-064772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-12 14:21:56
- Reporting Period:
- 2016-05-10
- Filing Date:
- 2016-05-12
- Accepted Time:
- 2016-05-12 14:21:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374571 | F William Bruss | 11200 W Plank Court Wauwatosa WI 53226 | Coo General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-03-07 | 1,957 | $14.02 | 34,607 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-05-10 | 300 | $14.14 | 34,307 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-10 | 1,200 | $14.15 | 33,107 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-10 | 370 | $14.16 | 32,737 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-10 | 200 | $14.17 | 32,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-10 | 309 | $14.18 | 32,228 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-10 | 121 | $14.19 | 32,107 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,363 | Indirect | By ESOP |
| Common Stock | 12,464 | Indirect | By 401(k) plan |
| Common Stock | 21 | Indirect | By Custodian |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $16.11 | 2014-01-22 | 2017-01-05 | 54,865 | 54,865 | Direct |
| Common Stock | Stock Options | $1.73 | 2014-01-22 | 2022-01-04 | 38,405 | 38,405 | Direct |
| Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-05 | 54,865 | 54,865 | Direct |
| 2022-01-04 | 38,405 | 38,405 | Direct |
| 2025-03-04 | 30,000 | 30,000 | Direct |
Billionaire Hedge Funds
