Filing Details
- Accession Number:
- 0001209191-16-119379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 21:23:05
- Reporting Period:
- 2016-05-09
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 21:23:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615466 | Jesus Alzarez | 800 W. Olympic Blvd. Los Angeles CA 90015 | Vp, General Manager, Mexico | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-09 | 1,042 | $53.29 | 1,042 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-09 | 3,934 | $44.79 | 4,976 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-09 | 1,957 | $30.44 | 6,933 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-09 | 4,661 | $62.51 | 2,272 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-05-09 | 797 | $62.51 | 1,475 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-05-11 | 875 | $62.19 | 600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-11 | 600 | $62.18 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2016-05-09 | 1,042 | $0.00 | 1,042 | $53.29 |
| Common Stock | Stock Appreciation Rights | Disposition | 2016-05-09 | 3,934 | $0.00 | 3,934 | $44.79 |
| Common Stock | Stock Appreciation Rights | Disposition | 2016-05-09 | 1,957 | $0.00 | 1,957 | $30.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-18 | 2021-05-18 | No | 4 | M | Direct |
| 0 | 2015-05-31 | 2022-05-31 | No | 4 | M | Direct |
| 0 | 2016-03-02 | 2025-03-02 | No | 4 | M | Direct |
Footnotes
- The reporting person received an aggregate of 6,933 shares of common stock upon the net exercise of the stock appreciation rights ("SARS"). The reporting person forfeited an aggregate of 4,661 shares of common stock underlying the SARS in payment of the exercise price and an aggregate of 797 shares of common stock underlying the SARS to satisfy the aggregate withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2016 of $62.51.
Billionaire Hedge Funds
